The syntax and semantics of the verb in classical Greek

An introduction

by

ALBERT RIJKSBARON

PREFACE

 

CONTENTS

PREFACE

CHAPTER I: INTRODUCTION TO THE MOODS AND TENSES

1. The semantic value of the tense stems 1

2. The role of the lexical meaning of the verb 2

3. The expression of past, present, and future 2

4. The moods in independent sentences 4

CHAPTER II: THE MAIN USES OF THE SINGLE MOODS AND TENSES IN INDEPENDENT SENTENCES

5. Primary present indicative 7

5.1. Temporal location: at the moment of utterance 7

5.2. In questions with iussive force 7

5.3. Generic use 8

6. Imperfect and aorist indicative in narrative texts 8

6.1. The alternation of imperfect an aorist indicative and its effects 8

6.2. Further uses of the imperfect 10

6.2.1. Expresses repeated states of affairs 10

6.2.2. Conative use 11

6.2.3. Expresses completed states of affairs 11

6.3. Further uses of the aorist indicative 13

6.3.1. Past-in-the-past 13

6.3.2. Ingressive use 13

7. Historic present 14

7.1. Introduction 14

7.2. Highlights decisive states of affairs 14

7.3. In enumerations 15

8. Non-narrative uses of imperfect and aorist indicative 16

8.1. The imperfect of modal verbs 16

8.2. Imperfect and aorist indicative in wishes 17

8.3. Aorist indicative in direct speech 17

8.3.1. Constative use 17

8.3.2. The aorist indicative (1st person) of verbs of emotion 18

8.3.3. J\ + aorist indicative with iussive force 18

8.4. Gnomic use of the aorist indicative 19

9. Future indicative 2 0

10. Primary perfect indicative (perfect) 2 1

10.1. Of terminative verbs 21

10.2. Of stative verbs 22

11. Secondary perfect indicative (pluperfect) 23

12. Future perfect 23

13. Subjunctive 23

13.1. In iussive sentences 24

13.2. In interrogative sentences 24

14. Optative 25

14.1. Without < (cupitive optative) 25

14.2. With < (potential optative) 25

14.2.1. In declarative sentences 25

14.2.2. In interrogative sentences 25

14.2.3. In iussive sentences 26

15. Imperative 26

16. The semantic difference between present and aorist stem in the

constructions of 13-15 27

16.1. Introduction 27

16.2. Imperative 27

16.3. Cupitive optative and potential optative 29

CHAPTER III: THE USE OF MOODS AND TENSES

IN DEPENDENT CLAUSES

17. Introduction 31

IIIA: CLAUSES WITH THE FUNCTION OBJECT

OR SUBJECT (OBLIGATORY CLAUSES)

18. With verbs of perception and emotion, and with verbs of saying 32

18.1. With verbs of perception (`see', `know', `perceive', etc.) and emotion 32

18.2. With verbs of saying; indirect speech 33

18.3. `Indirect speech' with verbs of perception and emotion 34

18.4. Temporal and other clauses in indirect speech 35

19. With verbs of asking, inquiring, etc. 36

19.1. Introduction: direct questions 36

19.2. Indirect questions 36

20. With verbs of fearing 37

21. With verbs of contriving, etc. 39

 

IIIB: CLAUSES WITH THE FUNCTION SATELLITE (OPTIONAL CLAUSES)

22. Final clauses 40

23. Consecutive clauses 41

24. Conditional clauses 42

24.1. Introduction 42

24.2. + indicative 42

24.3. V< (<, <) + subjunctive 43

24.3.1. With a future indicative or some other form

with future reference in the apodosis 43

24.3.2. With a generic present indicative in the apodosis 44

24.4. + optative 44

24.4.1. With an optative + < in the apodosis 44

24.4.2. With an imperfect in the apodosis 45

24.5. + secondary indicative 45

24.6 Appendix: V<-clauses with final value 46

25. Concessive clauses 46

26. Temporal clauses 47

26.1. Single past states of affairs 47

26.2. Particulars 48

26.3. B,\-clauses with causal value 49

26.4. Single future states of affairs 50

26.5. Particulars 51

26.6. Habitual non-past states of affairs 52

26.7. Habitual past states of affairs 52

27. Causal clauses 53

IIIC: RELATIVE CLAUSES

28. Introduction 55

29. The moods in relative clauses 55

29.1. Anaphoric clauses 55

29.2. Autonomous clauses 56

29.3. Particulars 57

 

CHAPTER IV: NON-FINITE VERB FORMS: INFINITIVE AND PARTICIPLE

30. Introduction 60

IVA: INFINITIVE

31. Infinitive as an obligatory constituent; dynamic and declarative infinitive 61

31.1. Distinction between dynamic and declarative infinitive 61

31.2. Particulars 62

32. Infinitive and accusative plus infinitive 65

33. Infinitive and accusative plus infinitive with impersonal verbs 65

34. Infinitive-constructions with verbs of forbidding, denying, etc. 66

35. Infinitive as an optional constituent with verbs of giving, taking, etc. 67

36. Articular infinitive 67

IVB: PARTICIPLE

37. Predicative participle 69

38. Predicative participle as an obligatory constituent 69

39. Predicative participle as a satellite 73

40. Attributive participle 76

CHAPTER V: VOICE: ACTIVE, MIDDLE, PASSIVE

41. Introduction 77

41.1. Voice defined 77

41.2. The morphological features of the Greek voices 77

41.3. Survey of grammatical terms 77

41.4. Survey of the contents of 42-48 79

42. Middle-passive forms of transitive active verbs, with passive meaning 80

42.1. The principle 80

42.2. Particulars 80

42.3. Particulars, continued 81

43. Middle-passive forms of transitive active verbs, with direct-reflexive meaning 83

43.1. The principle 83

43.2. Particulars 84

44. Middle-passive forms of transitive active verbs, with

indirect-reflexive meaning 85

44.1. The principle 85

44.2. Particulars 86

45. Middle-passive forms of transitive active verbs, with pseudo-reflexive

or pseudo-passive meaning 88

45.1. The principle 88

45.2. Particulars 90

46. Verbs with active forms only (so-called activa tantum) 92

46.1. The principle 92

46.2. Particulars 92

47. Verbs with middle-passive forms only 94

47.1. Verbs with a middle aorist (so-called media tantum) 94

47.1.1. The principle 94

47.1.2. Particulars 94

47.2. Verbs with a passive aorist (so-called passiva tantum) 95

47.2.1. The principle 95

47.2.2. Particulars 96

48. Summary of the main uses of the middle-passive voice 96

48.1. Of verbs that are also used in the active voice 96

48.2. Of verbs that are not used in the active voice 97

APPENDIX Survey of the most common question-words 98

SELECT BIBLIOGRAPHY 99

INDEX OF TERMS 102

INDEX OF GREEK WORDS 110

 

A note on text-editions and translations

The text of the Greek examples is usually that of the editions of the Oxford Classical Texts series. The examples from Aristophanes, however, are taken from the edition in the Budé-series. The translations are either borrowed from or based upon the editions in the Loeb-series. Greek authors and their works are referred to in accordance with Liddell-Scott-Stuart Jones, A Greek-English Lexicon.

 

I INTRODUCTION TO THE MOODS AND TENSES

 

 

1 THE SEMANTIC VALUE OF THE TENSE STEMS

The Greek verbal system has five tense stems (or aspect stems, see below, Note 1):

- the present stem (e.g. $@L8,b,-Fh"4)

- the aorist stem (e.g. $@L8,bF"-Fh"4)

- the perfect stem (e.g. $,$@L8,Ø-Fh"4)

- the future stem (e.g. $@L8,bF,-Fh"4)

- the future perfect stem (e.g. $,$@L8,bF,-Fh"4)

Each stem has a distinct semantic value, which may be defined as follows:

- the present stem signifies that a state of affairs is being carried out and is, therefore, not-completed (imperfective value);

- the aorist stem signifies that a state of affairs is completed (confective value);

- the perfect stem signifies both that a state of affairs is completed and that as a result a state exists (stative-confective value);

- the future stem signifies that a state of affairs is located after a point in time given in context or situation, without indicating whether or not the state of affairs is completed;

- the future perfect stem signifies that a state of affairs is completed and that as a result a state exists after a point in time given in context or situation.

All verb forms derived from a certain stem are in principle characterized by the fundamental semantic value of that stem. This holds for the finite forms: indicative, subjunctive, optative, imperative (also called the moods (cp. 4)), as well as for the non-finite forms: infinitive and participle.

In actual usage, the semantic values defined above serve various purposes. An important application is that they may be used to locate a certain state of affairs with respect to other states of affairs, e.g. in historical narrative. Thus, by the value [not-completed], the forms of the present stem characterize a state of affairs as `open', thereby creating a framework within which other states of affairs may occur. These forms are, therefore, pre-eminently suited to establish a relationship of simultaneity between two or more states of affairs. On the other hand, the value [completed] of the aorist stem may serve to express the anteriority of one state of affairs to another.

Note 1 In the literature about the Greek verbal system the terms `tense stem' and `aspect stem' are in general use. As to the former, it should be borne in mind that the tense stems do not express time in the sense of `present', `past', and `future'. However, they often - the future and future perfect stem always (cp. the definitions) - express temporal relationships: simultaneity (present and perfect stem), anteriority (aorist stem), posteriority (future and future perfect stem). On the other hand, it is often stated that Greek had no proper means to express relative time and that the stems are really aspect stems, aspect being defined as `the speaker's view of the state of affairs'. Thus, the speaker would be free to choose between, for instance, a present stem form and an aorist stem form, a choice simply depending on whether he would view the state of affairs as `not-completed' or `completed'. In general, this opinion is untenable. For one thing, an important function of, for instance, the imperfect and aorist indicative in temporal clauses is neglected: they serve to establish the order of events, a function especially significant in historical narrative. In other words, it is not taken into account that `not-completed' and `completed' should in principle be understood as `not-completed' and `completed' with regard to a certain point of orientation. For another, the choice between tense stems is highly determined by the context. Substitution of one form for another usually changes the information and thus influences the way in which a speaker may proceed with, for instance, a narrative. This is not to say that notions like simultaneity etc. are always of primary importance. In certain cases, especially when a point of orientation is lacking and there is, therefore, no use for notions like simultaneity and anteriority, the values [not-completed] and [completed] are solely relevant. This occurs often with imperatives and with infinitives after verbs like `try', `order' etc. Thus, an imperative like 8X(,, when used in isolation, stresses the course of the state of affairs concerned, while ,ÆBX rather calls attention to the completion, the realization-as-a-whole, of the state of affairs. For details see 16.2 (imperative) and 33.1 (ii) (infinitive). - For the sake of brevity the term `tense stem' will be used in the following.

Note 2 A formal indication of the crucial difference, in terms of completion, between the present stem and the aorist stem is the fact that the forms of the present stem, but not those of the aorist stem, can be construed with verbs meaning `interrupt', `stop', as in B"ØF"4 FB,b*T< J FB,b*,4H (`stop striving after the things that you are striving after', Hdt. 1.206.1). A related phenomenon is that the adverb ,J">b `in the middle of' can only modify present stem forms, as in Ò 9,<X>,<@H 6 JH "Û8H ,J"> B"\.T< ,ÆFXDP,J"4 (`Menexenos stepped in from the court, in the middle of his game', Pl. Lys. 207b). In view of these facts one might describe the difference between present and aorist also as follows: while a present stem state of affairs can be broken off, an aorist state of affairs denotes an indivisible whole.

Note 3 In the case of certain verbs the tense stems are derived from different verb stems, e.g. `see': present ÒDä, aorist ,É*@<, perfect ©`D"6" (ÐBTB"), future ÐR@"4. Such verbs are called suppletive verbs. Of other verbs not all tense stems actually occur (defective verbs), e.g. `be gone': present @ÇP@"4, future @ÆPZF@"4.

Note 4 I use the technical term `state of affairs', instead of `action', as a cover term for `that which is expressed by a predication' (= roughly: a verb form and its arguments, e.g. subject and object. The notion `argument' will be discussed in more detail in 42.3). `Action' is now usually restricted to a particular type of states of affairs, cp. e.g. Dik (1989: 97).

2 THE ROLE OF THE LEXICAL MEANING OF THE VERB

The interpretation of a certain verb form does not only depend on the semantic value of its tense stem, but also on other factors, e.g. the lexical meaning of the verb. Thus, the imperfect of, for instance, $"F48,bT (a so-called stative, durative or unbounded verb: the state of affairs does not have an inherent end-point) cannot usually be interpreted in the same way as that of verbs like B,\hT or *\*T4 ((terminative, bounded, or telic verbs: the state of affairs has an inherent end-point). Often B,4h, must be interpreted as `he tried to convince': the end-point (`convince') is not attained (so-called conative use of the imperfect). The imperfect of durative $"F48,bT cannot possibly be used in this way. The interaction of lexical meaning and tense stem value will be dealt with in a number of sections.

Note 1 As a cover term for features like `durative', `terminative' etc. the German word Aktionsart (lit. `action character') is often used. Thus, $"F48,bT is said to have a durative Aktionsart, etc. The relationship between aspect and Aktionsart is discussed extensively in Lyons (1977: 705ff.). For Greek, Fanning (1990) is particularly useful, especially Ch. 3 `The effect of inherent meaning and other elements on aspectual function'. In Rijksbaron (1989) I have presented a typology of verb meanings which in a number of respects resembles that of Fanning. This typology is based on Aristotle's distinction between kinesis and energeia. To my mind, these two concepts provide a very fruitful basis for classifying states of affairs.

3 THE EXPRESSION OF PAST, PRESENT, AND FUTURE

Of the various finite forms (or moods, cp. 1) which are derived from the tense stems only the indicatives have absolute temporal value, i.e. they locate the state of affairs relative to the moment of utterance in the past, present, or future:

- the primary present indicative (often: present indicative or simply: present) locates the state of affairs at the moment of utterance (the `present');

- the secondary present indicative (commonly: imperfect) locates the state of affairs at a moment before the moment of utterance (the `past');

- the secondary aorist indicative (often simply: aorist) locates the state of affairs at a moment before the moment of utterance (the `past');

- the primary perfect indicative (commonly: perfect) locates the state at the moment of utterance (the `present');

- the secondary perfect indicative (commonly: pluperfect) locates the state at a moment before the moment of utterance (the `past');

- the future indicative locates the state of affairs at a moment after the moment of utterance (the `future');

- the future perfect indicative locates the state at a moment after the moment of utterance (the `future').

In summary: the primary indicatives express `present' or `future' and the secondary indicatives (or augment-forms) `past'. It is clear from the definitions given above that - to name the most important tenses - imperfect, aorist indicative, and pluperfect, on the one hand, and present and perfect, on the other, do not differ as to their temporal value: the first three all refer to the past, the latter two both refer to the present. The differences are based exclusively on the semantic values of the tense stems, as defined in 1.

Note 1 Since the future stem neither indicates completion nor non-completion, there is no real opposition between the future and the future perfect. A search for such differences as might exist is hardly feasible, in view of the rareness of the future perfect.

Note 2 The primary present indicative does not only serve to describe states of affairs taking place at the moment of utterance, but is also - and, in fact, more often - used in a so-called generic way: (i) in the case of states of affairs located in the `present' in a much broader sense, without reference to a specific point in time (habitual present, mostly used in the description of habits and characteristic qualities), and (ii) in the case of states of affairs located in no specific time (univeral or timeless present). English examples of (i) are: `John runs the 100 meters in 14 seconds', `Nowadays the English drink much more wine than they used to'; of (ii): `Two and two make four', `Newton is the discoverer of the law of gravitation'. Notice that in utterances of the latter type temporal adverbs like `nowadays' cannot be added: *`Two and two nowadays make four'. (The asterisk (*) is used to indicate grammatical incorrectness). For Greek examples see 5.3.

Note 3 For the so-called historic present see 7.

Note 4 There is no primary aorist indicative, since the value of the aorist stem is `completedness', whereas present states of affairs in principle continue through the moment of utterance and are, therefore, necessarily not-completed.

Note 5 The primary indicatives are also called principal tenses, the secondary indicatives historical tenses.

Note 6 Besides the indicative, the imperative, too, has temporal value, since it locates the state of affairs in the future.

The combined effect of the semantic values of the tense stems and the temporal values of the indicatives may be schematized as follows (ex. B"4*,bT, active voice):

state of affairs

located is 6

in

completed

not-completed

+ resulting state

- resulting state

present

B,B"\*,L6"

B"4*,bT

past

B,B"4*,b60

B"\*,LF"

B"\*,L@<

future

B,B"4*,L6ãH F@"4

B"4*,bFT

The other moods as well as the infinitive and the participle do not independently locate a state of affairs in time, but `derive' their temporal value solely from their interaction with other verb forms, especially the indicative. The temporal reference of states of affairs expressed by the subjunctive etc. - i.e. their location in past, present, or future - must, therefore, depend on the temporal reference of the other verb forms. This dependency may be illustrated with some examples of the participle, where it is fully operative:

(1) B,\J, * Ò 5ØD@H B@D,L`,<@H J< #"$L8ä<" (\<,J@ 'b<*® B@J"è (`When Cyrus on his way to Babylon came to the river Gyndes', Hdt. 1.189.1; B@D,b@,<@H: past state of affairs, since it is simultaneous with (\<,J@)

(2) B@88@H (D ßä< ÒDä *46V.@<J"H (`For I notice that many of you are members of the jury', Lys. 1.43; *46V.@<J"H: state of affairs at the moment of utterance, cp. ÒDä)

(3) > DPH B4*,\>T ... @Û*< B"D"8,\BT< (`From the very beginning I shall show ..., without leaving out anything', Lys. 1.5; B"D"8,\BT<: future state of affairs, cp. B4*,\>T)

Note 7 There are certain restrictions in the case of subjunctive and optative: a subjunctive is never used to refer to past states of affairs, nor is the optative + <.

4 THE MOODS IN INDEPENDENT SENTENCES

In addition to the five tense stems Greek has four moods and two non-finite forms (infinitive and participle). The moods enable the speaker to `clothe' his utterances in such a way as to express his attitude towards their contents, according to the situation in which he produces the utterance and the nature of the information which he wants to convey. In the following I give a survey of the main uses of the moods in independent sentences; a more detailed analysis will follow in the sections on the single moods ( 5-15).

The moods occur in various sentence-types:

(i) Declarative sentences (negative )

- The indicative signifies that the speaker considers the state of affairs a fact (factual presentation).

- The optative + < signifies that the speaker thinks it possible that the state of affairs is or becomes a fact (potential optative), e.g. _0J@D46 *00(@D\" < ,Ç0 `rhetoric is possibly (just) popular oratory'; ,ÇB@4 J4H < `someone might say'.

- The secondary indicative + < signifies that the speaker considers it no longer possible for the state of affairs to become a fact (counterfactual presentation). Usually, the secondary indicative + < is connected with a conditional clause: (if this had happened) B8h@< < `I would have left'.

(ii) Iussive (or directive) sentences (negative Z)

- The imperative signifies that the speaker commands someone to carry out a state of affairs, e.g. B4h4 `go away'; B\JT `he must go away'.

- The subjunctive (1st person, usually plural) signifies that the speaker commands himself (singular forms) or one or more others as well as himself (plural forms) to carry out a state of affairs, e.g. B\T `let me go away'; B\T,< `let us go away' ((ad)hortative subjunctive). The 2nd person of the aorist subjunctive replaces the imperative in prohibitions: BX8h®H `don't go away' (prohibitive subjunctive).

(iii) Interrogative sentences. Two sub-types may be distinguished: yes-no questions and x-questions.

(a) Yes-no questions seek a positive or negative answer.

- The indicative signifies that the speaker wants to know whether or not the state of affairs is a fact, e.g. (D') B8h,H; `did you go away?' - For the negative see Note 1 below.

- The subjunctive (1st person, usually plural) signifies that the speaker is uncertain whether or not to carry out the state of affairs, e.g. (D') B\T,<; `should we leave?' Negative Z (deliberative or dubitative subjunctive).

(b) x-questions are introduced by interrogative pronouns or adverbs and ask for information concerning an aspect of the state of affairs unknown to the speaker (x).

- The indicative signifies that the speaker seeks further information about a state of affairs which he considers a fact, e.g. J\ ,ÉB,H; `what did you say?' (i.e. you said something and I now ask you what it was); BäH 8h,H; `how did you get here?'

- The subjunctive signifies that the speaker is in doubt concerning an aspect of a state of affairs to be carried out by him, e.g. J\ *DVFT; `what should I do?' (i.e. I must do something, but I am uncertain what to do); B n,b(T,<; `whither should we flee?'.

(iv) Wishes (negative Z).

- The optative (without <) signifies that the speaker thinks it desirable and possible that a state of affairs be carried out but that he has no control over its realization, e.g. (X<@4@ ,ÛJLPZH `may you become happy' (cupitive optative).

- The secondary indicative, introduced by ,Çh, or (VD, signifies that the speaker thinks it desirable but not (or no longer) possible that a state of affairs be carried out, e.g. ,Çh, F@4 J`J, FL<,(,<`0< `if only I had met you then' (unrealizable wish).

Note 1 In yes-no questions both and Z occur as question particles, expressing a certain expectation on the part of the speaker as to the answer; cp. 19.1 and the survey of interrogative words on p. !!

Note 2 The uses of the subjunctive discussed in this section are often reduced to the same denominator: voluntative subjunctive. - For the use of subjunctive and optative in dependent clauses see Ch. III.

Note 3 As in English and other languages, commands and wishes may be expressed in various ways: cp. English `go away', `you have to go', `you should go' and `would that they went away', `if only they went away', `I should like them to go' etc. The choice between these and similar alternatives mainly depends on pragmatic factors (cp. e.g. Dik 1989: Ch. 13).

Note 4 In English linguistic studies x-questions are commonly called wh-questions because of the large number of interrogative words beginning with wh-.

 

II THE MAIN USES OF THE SINGLE MOODS AND TENSES IN INDEPENDENT SENTENCES

 

 

5 PRIMARY PRESENT INDICATIVE

5.1 TEMPORAL LOCATION: LOCATION AT THE MOMENT OF UTTERANCE

The primary present indicative signifies that the state of affairs is located at the moment of utterance; the state of affairs continues through the moment of utterance:

(4) J\ 6VJ0Fh,, ì AXDF"4, <h"ØJ" ...; (`Persians, why are you sitting there?', Hdt. 3.151.2)

(5) Ò *' ì@H @ßJ@FÂ B4X.,J"4 (`My shoulder here is stuck', Ar. Ra. 30)

Note 1 In the case of verbs of saying and perception the primary present indicative may be used even if the state of affairs of `saying' or `perceiving' has been completed. Here the primary present indicative indicates that the state of affairs itself is not referred to but its result in the situation at hand. E.g., 6@\® * 6D\<,4H IX88@< Ï8$4fJ"J@< ,É<"4; (`What is the basis of your opinion that Tellos is happiest?', Hdt. 1.30.4): Croesus' question is prompted by Solon's answer `Tellos' to Croesus' previous question `Of the people you know, whom do you consider happiest?'. Solon's opinion exists by itself, independent of its being pronounced. - ì 7"6,*"4`<4@4 ..., ßX"H ... BL<hV<@"4 BD@,FJV<"4 JH {+88V*@H (`Spartans, I hear that you are the leaders of Greece', Hdt. 1.69.2). This phenomenon may be observed in the case of other verbs as well, particularly 6T (`arrive' 6 `have come, be somewhere'); n,b(T (`flee' 6 `be a fugitive, live in exile'); <46ä (`defeat' 6 `be victorious'); JJä"4 (`suffer a defeat' 6 `be vanquished'); J\6JT (`give birth' 6 `be mother/father'). The other forms of the present stem are used in similar ways; cp. 6.2.4 (imperfect).

5.2 IN QUESTIONS WITH IUSSIVE FORCE

In questions the combination of + primary present indicative (1st or 2nd person), often preceded by J\, may express an emphatic request or command:

(6) *,ØD@ *Z, *' ÓH, ,Ûh ä<. B"D"$V88,4H; (`Hither, he said, straight to us! Won't you come by?', Pl. Ly. 203b)

(7) J\ @Þ<, *' ÓH, @Û6 DTJ"Hp :: 88' DZF@"4, < *' (f. (`Why don't you ask, he said. All right, I'll ask, I said', Pl. Ly. 211d)

The speaker observes that a certain situation does not exist, i.e. that his interlocutor is not carrying out a certain state of affairs, and he inquires whether his observation is correct ((6)), or why the situation is such as he observes it to be ((7)).

In pragmatic terms questions of this type function as requests or commands: `see to it that the state of affairs is carried out as yet'. In cases like (7) we are not dealing with real why-questions; this appears from the fact that the answer does not consist of an explanation.

Note 1 Utterances of this type, which serve a (pragmatic) purpose different from the one they seem to serve (question 6 request/command) are called indirect utterances.

5.3 GENERIC USE

In 3, Note 1 reference was made to the generic use of the primary present indicative, (i) in descriptions of habits and properties, and (ii) in timeless statements. Some Greek examples of (i):

(8) FLFF4J@Ø,< (D * (f J, 6"Â 9,80F\"H Ó*,, 6"Â Ã< J ,4DV64" B"D"F4J,Ã (`Melesias here and I dine together, and the boys dine with us', Pl. La. 179b)

and of (ii):

(9) Jä< * 6D@6@*,\8T< nbF4H FJÂ J@4Z*,q (`The nature of the crocodile is as follows:', Hdt. 2.68.1)

It is, of course, not always possible to distinguish between (i) and (ii): the `nature' of crocodiles could change, in which case (9) would not be a timeless statement. The problems involved here are of a mainly non-linguistic nature, and will not be dealt with here.

Note 1 For an illuminative discussion of these problems see Lyons (1977: 679-682).

Note 2 For the use of the present indicative in narrative texts, alternating with the imperfect and the aorist indicative (so-called `historic present') see 7.2; for the praesens pro futuro see 7.2, Note 2.

6 IMPERFECT AND AORIST INDICATIVE IN NARRATIVE TEXTS

6.1 THE ALTERNATION OF IMPERFECT AND AORIST INDICATIVE AND ITS EFFECTS

Imperfect and aorist indicative are predominantly used in narrative texts. By locating the various states of affairs in time relative to each other they serve as the most important structuring elements in a story.

Since the imperfect characterizes the state of affairs as `not-completed' it creates a framework within which other states of affairs may occur, while the aorist indicative characterizes the state of affairs as `completed', as a mere event. This difference in value between imperfect and aorist indicative is significant for the way in which a story is told. The imperfect creates a certain expectation on the part of the reader/hearer: what else happened?; the aorist indicative, on the other hand, does not have this effect: the state of affairs has simply occurred.

These values are applied in various ways. Often one or more states of affairs expressed in the aorist indicative are located within a framework given by the imperfect, as illustrated by (10) and (11):

(10) 6"Â ÓJ, * < *,6"XJ0H Ò B"ÃH, BD(" H "ÛJÎ< J@4`<*, (,<`,<@< >Xn0<X 4<. B"4., < J 6f® ... ,J' 88T< 8\6T< < Ò*è. 6"Â B"Ã*,H B"\.@<J,H ,Ë8@<J@ ©TLJä< $"F48X" ,É<"4 J@ØJ@< * JÎ< ... B"Ã*". Ò * "ÛJä< *4XJ">, J@H < @Æ6\"H @Æ6@*@X,4< ... (`When the boy [who was to be Cyrus] was ten years old, the following occurrence revealed his identity. He was playing in the street of the village ... with some other boys. And during the game the children picked this particular boy as their king. He instructed one group to build houses ...', Hdt. 1.114.1-2)

At the beginning, >Xn0<, sums up the event, which is, in the following, related in detail. The story proper begins with B"4.,. In the course of the game (note also B"\.@<J,H) the children choose little `Cyrus' to be their king. Then `Cyrus' gives his `subjects' a number of tasks. Both of these states of affairs, one (,Ë8@<J@) anterior to the other (*4XJ">,), are enclosed within the framework given by B"4.,. In other words: the `B"\.,4<' continues when the `©8XFh"4' and `*4"JV>"4' take place.

Note 1 A summarizing aorist indicative like >Xn0<, in (10) is called complexive.

(11) B,4* * Jä< J, FLVPT< 6@LF"< 7"6,*"4`<4@4 J (68Z"J" 6"Â Jä< z!h0<"\T< 8,>"<, ... $@L8,b@<J@ ... B,DÂ Jä< B"D`<JT< (...). B"D,8hã< * z!DP\*"@H Ò $"F48,H "ÛJä< ... 8,>, J@4V*, (...). 6"Â Ò < z!DP\*"@H J@4"ØJ" ,ÉB,<q B"D,8hã< * Eh,<,8"Ä*"H ... 8,>,< ô*,. (`When the Spartans had heard the complaints made by their allies against the Athenians and the Athenian reply, they discussed the situation. Archidamos, their king, came forward and made the following speech: (...). This Archidamos said; Sthenelaïdas came forward and spoke as follows', Th. 1.79-85)

In the course of the Spartan deliberation ($@L8,b@<J@) Archidamos makes a speech (8,>, J@4V*,, summed up afterwards by J@4"ØJ" ,ÉB,<). When he has finished, one of the others responds to Archidamos' words (8,>,<). Both speeches are enclosed within the framework of `$@L8,b@<J@' (the $@L8,b,Fh"4 continues) and the aorist indicative characterizes the speeches as completed; Archidamos' speech is anterior to Sthenelaïdas', and the latter speech is anterior to the vote (not cited here) taken on the two proposals.

Note 2 Both present and aorist participles, and imperfect and aorist indicative in dependent clauses, are frequently used in order to express temporal relations; cp. B"\.@<J,H in (10) and B,4* ... 6@LF"< and B"D,8hf< in (11). This is not taken into account here. Cp. 26 and 39.

We also find series of imperfects, describing a number of more or less simultaneous states of affairs; a `scene is painted', so to speak:

(12) *ä,H BDÎH D(@< BV<J,H Ë,F"< PXD"Hq

< Fn"(,Ã@< n,D@<, *' D@< 6"<,

88@4 * BØD <BJ@< n\ J' FPVD"H

8X$0J"H ênh@L<q BF" *' 6JbB,4 FJX(0

(`The slaves all set their hands unto the work. Some brought the bowl of slaughter, some the baskets: the fire some kindled, and the cauldrons set over the hearths: with tumult rang the roofs', E. El. 799-802).

On the other hand, sequences of aorist indicatives occur as well, describing a series of successive states of affairs, e.g.

(13) (}!D*LH) @âJ@H * AD40<X"H J, ,Í8, H 9\80J`< J, FX$"8,, J@bJ@L J, JLD"<<,b@<J@H E"D*\T< 54XD4@4 ... B\6@<J@ H J< z!F\0< 6"Â EVD*4H ... ,Í8@<. }!D*L@H * $"F48,bF"<J@H ©<ÎH *X@<J" B,<JZ6@<J" J," >,*X>"J@ E"*b"JJ0H Ò }!D*L@H, 6"Â $"F\8,LF, J," *Lf*,6". (`Ardys took Priene and attacked Miletus, and during his reign over Sardis the Cimmerians came to Asia and captured Sardis. When Ardys had reigned forty-nine years Sadyattes, his son, succeeded him and reigned twelve years', Hdt. 1.15-16.1)

Examples (10) and (11) illustrate the functioning of the imperfect at what may be called the `micro-level', that is, the level of small-scale narrative units, e.g. a deliberation scene, as in (11). However, the imperfect has also an important function at the `macro-level', the level of large-scale narrative units. The imperfect is, in fact, the tense par excellence for creating discourse cohesion. A clear example of this function is provided by the following example from Herodotus:

(14) ... 5"$bF0H ... ... !Ç(LBJ@< B@4X,J@ FJD"J08"F\0< (`... Cambyses prepared an expedition against Egypt', Hdt. 2.1.2)

As in the examples discussed above, the imperfect B@4X,J@ creates a framework, and makes us expect that, within this framework, other states of affairs will be presented (`what else happened?'). Here, however, this is not the case, for in the next sentence Herodotus begins his lengthy description of Egypt and its inhabitants, and thus interrupts his story about Cambyses. Thereby, the imperfect acquires a new function: it signals that the author has not yet completed his narrative of Cambyses' campaign and will come back to it later. This happens, in fact, at the beginning of Book III, where we read

(15) z+BÂ J@ØJ@< * JÎ< }!"F4< 5"$bF0H Ò 5bD@L FJD"J,b,J@ (`It was against this Amasis that Cambyses, son of Cyrus, was preparing an expedition', Hdt. 3.1.1)

Again, however, the expectations raised by the imperfect are not fulfilled, for there follows another digression. Once again, therefore, the imperfect signals that the author will come back to this story. It is only at 3.4.3 that the narrative about Cambyses really gets going:

(16) ÒD0X<å * FJD"J,b,Fh"4 5"$bF® B' !Ç(LBJ@< 6"Â B@DX@<J4 J< 8"F4<, Ó6TH J< <L*D@< *4,6B,D", B,8hã< nDV.,4 < ... >0(X,J"4 * ... (`When Cambyses was fully prepared to set forth against Egypt but was in doubt as to his march, how he should cross the waterless desert, he [a certain Phanes] approached him and told ... and expounded ...', Hdt. 3.4.3)

The historic presents nDV.,4 and >0(X,J"4 signal that these events are important for the sequel of the expedition, cp. 7.2.

6.2 FURTHER USES OF THE IMPERFECT

6.2.1 EXPRESSES REPEATED STATES OF AFFAIRS

Just as the present indicative (cp. 3, Note 1 and 5.3) the imperfect may express iterative (habitual) states of affairs, i.e. states of affairs that are not located at a specific point in time in the past. An iterative modifier may be present, cp. (17).

Some examples:

(17) J\0F, *X 4< ,(V8THq 6"Â (D *äDV < B< J@H *\*@L (`He conferred great honours upon him, for every year he gave him gifts', Hdt. 3.160.2)

(18) B,4* * B"4*\@< (X<,J@ Ã<, ZJ0D "ÛJÎ hZ8".,< (`When our child had been born his mother suckled it', Lys. 1.9)

In the case of (18) the context indicates that a repeated state of affairs, a habit, is concerned. In a different context such an imperfect form could well have a non-habitual interpretation, e.g. after a temporal clause like `When we returned home'.

Besides lexical iterative modifiers like < B< J@H in (17) Greek also has grammatical means at its disposal with which iteration in the past may be explicitly expressed, e.g. the particle < (so-called `iterative <'):

(19) <"8"$V<T< @Þ< "ÛJä< J B@4Z"J" ... *40DfJT< < "ÛJ@bH, J\ 8X(@4,< (`I picked up their works of art and asked them (each time), what they intended', Pl. Ap. 22b)

Iterative < also occurs with the aorist indicative, e.g.:

(20) *D"PH < J0F' ,Ç6@F4< (`(Every time) he asked for twenty drachmes', Ar. Pl. 982)

In Ionic separate iterative forms exist as well, formed with the suffix -F6,/@-, e.g.:

(21) * (L< J@Ø z3<J"nDX<,@H n@4JäF" JH hbD"H J@Ø $"F48X@H 68"\,F6, < 6"Â Ï*LDXF6,J@ (`Intaphrenes' wife kept going to the palace gates, weeping and lamenting', Hdt. 3.119.3)

(22) * < AXDF"4 B,8h`<J,H 8V$,F6@< J BD`$"J" 6"Â 8"$`<J,H ... (`But the Persians kept coming and taking the sheep and then ...', Hdt. 4.130)

In these explicit constructions the different semantic values of imperfect and aorist are apparent: in (21) the imperfect characterizes the states of affairs as `not-completed', while 8V$,F6@< in (22) refers to a completed state of affairs (cp. also the anaphoric participle 8"$`<J,H).

Note 1 With the -F6,/@-forms the augment is not used.

Note 2 Other uses of secondary indicatives + < are discussed in 8.1 and 24.5.

The presence of a negation often causes an imperfect to receive an iterative interpretation; this is especially frequent in temporal-cirumstantial clauses, like:

(23) ©8@ØF4 * J,ÃP@H ñH @Û6 n"\<,J@ {+8X<0, 88 JÎ< "ÛJÎ< 8`(@< BD@JXDå BL<hV<@<J@, @àJT * B4FJ,bF"<J,H ... "ÛJÎ< 9,<X8,T< B@FJX88@LF4 (`and when Helen did not show up, after they had taken the wall, and they kept hearing the same declaration as before, then they believed it ... and sent Menelaos himself', Hdt. 2.118.4)

The imperfect n"\<,J@ expresses the idea that the `non-appearance' of Helen occurred (i.e. was observed) on several occasions, and suggests, thus, that the Greeks were for some time busy looking for her. Notice also iterative BL<hV<@<J@. A negated aorist, on the other hand, denotes rather a semelfactive state of affairs, compare:

(24) 9".VD0H ... ñH @Û6 ,âD, J4 `<J"H J@H A"6Jb0< < EVD*4F4, BDäJ" < ... <V(6"F, ... (`When Mazares found Paktyas and his followers no longer in Sardis, he first of all compelled ...', Hdt. 1.157.2)

In the preceding passage Herodotus has told us that Paktyas had left for Kyme. The aorist in (24) indicates that Mazares upon his arrival in Sardis at once noticed Paktyas' absence, and did not go around looking for him.

6.2.2 CONATIVE USE; imperfect of likelihood

In the case of terminative (telic) verbs, i.e. verbs which denote a state of affairs that is inherently directed towards an end-point, the value [not-completed] of the imperfect often leads to a conative interpretation: the state of affairs did not get beyond the stage of an attempt. Usually, the context makes it clear that the state of affairs concerned did, in fact, not come about.

(25) ((,8@4 B,4h@< B@JDXB,Fh"4q *' @ÛP ßBZ6@L@< (`Messengers tried to persuade them to turn back, but they would not listen', X. An. 7.3.7)

(26) ... 88 B`84H J, *\*@L 6"Â PDLFÎ< 6"Â FJD"J`<. (...) 88' (D B,4h,, *4*@Ã nD@H (`... but he offered her cities and gold and an army. (...) Yet, he could not convince her and gave her the cloak', Hdt. 9.109.3)

(27) BXR"<J,H (D 7"6,*"4`<4@4 H EVD*4H PDLFÎ< é<X@<J@ ... 5D@ÃF@H *X Fn4 é<,@X<@4F4 *T6, *TJ\<0< (`For the Spartans sent a delegation to Sardes and attempted to buy gold ... But Croesus made a free gift of it to them, even though they were willing to buy it', Hdt. 1.69.4)

(28) B,4h@< "ÛJ@H 6"Â @áH B,4F" J@bJ@LH PT< B@D,L`0< (`I tried to persuade them and with those whom I did persuade I continued my expedition', X. Cyr. 5.5.22)

Thus often BL<h"<`0< `I tried to find out, inquired' versus BLh`0< `I found out, learnt'; <V(6".@< `I put pressure on ...' versus <V(6"F" `I forced' etc.

Note 1 The other forms of the present stem may also receive a conative interpretation, e.g. (present indicative) J"bJ0< (J< *`>"<) ... B,\h@LF4< ßH B@$"8,Ã< (`They are trying to persuade you to throw away the glory which ...', Isoc. 6.12), (present participle) *4*@bF0H ~/D"H < BVF0H "ÛJè JH z!F\"H $"F48,b,4< (`when Hera offered him to be ruler of the whole of Asia', Isoc. 10.41), also ñH òD" < BV<J" <*D" F$,<<b<J" BØD, *L<"X<@LH * @Û6XJ4 6"J"8"$,Ã< (`when he saw all men striving to quench the fire but no longer able to check it ...', Hdt. 1.87.1).

Related to the conative use is the imperfect of likelihood. In this use the imperfect signifies that the state of affairs concerned was likely to come about, or threatened to occur, but did not really occur. Some examples are:

(29) $VD$"D@< 8XP@H / BDÎH (D"H @Û6 ,Ü*@>@< >X$"4<X F@4 (`... your marriage with a foreign woman was likely to end in an inglorious old age', E. Med. 591-2)

(30) ,J"DF\" 80nh,ÃF' 6"4<`0< >\n,4q / 88' >X68,R,< / }!DJ,4H (`having been lifted high in the air I was about to be killed by the sword; but Artemis snatched me away', E. IT 27-8)

(31) B088V(0 JH (L<"46ÎH Ò +Û6JZT<, 6"Â B,*,\>"J@ ÓJ4 B"\*T< <,6" (V,4 (`Euctemon gave up his project of marriage, proving thereby that the object of his threatened marriage was not to procure children, Is. 6.24)

6.2.3 Inceptive imperfect

The inceptive imperfect (also called `imperfect of consecutive action') expresses the idea that the state of affairs was realized straight away following another state of affairs. Some examples:

(32) J@4"bJ0< / *X8J@< 84Bã< FJ,4P, (`Having left me with such a letter he went', S. Tr. 46f.)

(33) ... ßB@8,4B`,<@< D>"J@ *D`å h,Ã<q 6"Â " nhX(>"<J@ BV<J,H ... 6"Â BV<J,H * h,@< (`... those who were thus left behind began to run; at the same moment they all set up the war-cry ..., and all alike began running', X. An. 1.8.18)

(34) *4"8"$`<J,H * JH @Æ6\"H $V*4.@< (`They apportioned the houses amongst them, and began their visits', Lys. 12.8)

This nuance is another effect of the general semantic value of the present stem: `signifies that a state of affairs is being carried out'. Thus, (34) could be paraphrased by: `(No sooner had they apportioned the houses than) they were on their way'. Similarly with (32): `(No sooner had he left me with the letter than) he was on his way'. We are placed, as it were, right in the middle of the state of affairs.

Note 1 The term `inceptive' suggests that it is especially the initial stage of the state of affairs that is relevant. This is, indeed, often implied: the close union of the imperfect state of affairs with the preceding one implies that the former began immediately after the latter. Naturally, as is shown by D>"J@ h,Ã< in (33), Greek had also explicit lexical means at its disposal to express `beginning'. - For the ingressive aorist see 6.3.2.

6.2.4 EXPRESSES COMPLETED STATES OF AFFAIRS

The imperfect of verbs like B,\hT (cp. 6.2.2) usually has a conative value. In some cases, however, the imperfect is used to express a state of affairs which is, as appears from the context, completed. E.g.:

(35) J"ØJ" 8X(T< Ò 9,(V$".@H ,ÛB,JXTH B,4h, JÎ< )"D,Ã@< ... ,J * BXR"H ((,8@< ... (`With this speech Megabazus readily persuaded Darius ... Presently he sent a messenger ...', Hdt. 5.24.1)

(36) 1X@(<4H ... 6"Â A,\FT< 8,(@< < J@ÃH JD4V6@<J" (...). 6"Â J@H 6@b@<J"H P"8,BäH B,4h@<. (...) *@>,< @Þ< "ÛJ@ÃH ... (`Theognis and Peison stated before the Thirty ... And they had no difficulty in persuading their hearers. (...) So they decided ...', Lys. 12.6-7)

From ,ÛB,JXTH (`readily') and P"8,BäH (`without difficulty') it is clear that the `B,\h,4<' is successful. In these cases the value [not-completed] of the imperfect serves to direct the attention to the consequences of the completion of the state of affairs: what happened as a result of the fact that Darius and the Thirty tyrants, respectively, were persuaded?

Note 1 When the aorist indicative B,4F, is used, e.g. in Hdt. 3.119.3 (where one group of manuscripts, in fact, reads B,4h,!) and 6.35.3, the `persuasion' is simply presented as completed.

In a way similar to B,\hT in (35) and (36) a large number of verbs of saying is used; these verbs have in common that they intend to obtain a reaction from the interlocutor: the speaker wants to get him to do something. Verbs belonging to this category are, for instance: 8X(T, "ÆJä, *X@"4, DTJä, 6"8ä, 6,8,bT, <JX88@"4, (B)((X88T. Very often the imperfect of these verbs is used while the state of affairs itself of asking, calling or requesting is completed. (Cp. the similar use of the primary present indicative of 8X(T etc., 5.1, Note 1). In general the use of the imperfect suggests that the state of affairs and what follows, i.e. the reaction of the person addressed, are closely connected: the message is delivered, the request is made, the command given, but what does the addressee do as a result? When, on the other hand, the aorist indicative is used, this connection is not emphasized: question, request etc. are simply mentioned. Sometimes there cannot possibly be a reaction, because nothing but the request, command etc. is mentioned. In such cases it is implied that the request, etc. is carried out. Some examples:

(37) JZ< J, * hV8"FF"< <,JX88,J@ J@bJ@4F4 .04@Ø< 6"Â Jä< B,FJ,fJT< J .,b>4 J@Ø {+88,FB`<J@L B@J",Ã< JH 6,n"8VH. 6"Â < J"ØJ" B@\,@< ... (`Thus he commanded them to punish the sea and to behead those who had been overseers of the bridging of the Hellespont. So this was done ...', Hdt. 7.35.2-36.1)

(38) )"D,Ã@H * ... J< 6,n"8< J< {3FJ4"\@L ... <,J,\8"J@ hVR"4 ... J < B,DÂ {3FJ4"Ã@< @àJTH FP, (`Darius gave command that Histiaeus' head should be buried with full observance ... Thus it fared with Histiaeus', Hdt. 6.30.2)

(39) Ò < *Z Fn4 J <J,J"8X<" BZ((,88,, J@ÃF4 * "*, < $@0hX,4< z!h0<"\@4F4 ... (`Thus he gave the message with which he was charged, and they resolved to send help to the Athenians ...', Hdt. 6.106.3)

(40) J"ØJ" < ALh\0 ßB,6D\<"J@ J@ÃF4 7L*@ÃF4, * <Z<,46"< H EVD*4H 6"Â BZ((,48"< 5D@\Få. Ò * 6@bF"H FL<X(<T ... (`Such was the answer of the Pythia to the Lydians; they carried it to Sardis and told it to Croesus; and when he had heard it, he realized ...', Hdt. 1.91.6)

The close connection expressed by the imperfect in (37) and (39) is also apparent in the fact that the addressed person's reaction is important to the person who gives the command/delivers the message: he waits, as it were, for this reaction. This element is absent in (38) and (40); in (38) the reaction is not even stated explicitly, in (40) the messengers simply deliver the message, without being concerned with the addressee's reaction.

6.3 FURTHER USES OF THE AORIST INDICATIVE

6.3.1 PAST-IN-THE-PAST

In narrative texts the aorist indicative is most commonly used to signify that the state of affairs concerned is completed with regard to (is anterior to) a state of affairs mentioned in the ensuing context, cp. (10), (11), and (40). Sometimes, however, the state of affairs expressed by the aorist indicative is completed with regard to (is anterior to) a state of affairs mentioned in the preceding context (`past-in-the-past'). This nuance may be made explicit by means of a modifier like BD`J,D@< `earlier'; in other cases, we must rely on the context. Some examples:

(41) FL<Z<,46, òFJ, ... J< XD0< >"B\<0H <b6J" (,<XFh"4. J< * ,J"88"(< J"bJ0< JH XD0H 1"8H ... BD@0(`D,LF, F,Fh"4 (`It happened that the day was suddenly turned to night. Thales had predicted this loss of daylight', Hdt. 1.74.2)

(42) J@bH J, {3,D"\@LH B,4F"< ... J@ÃH ... <"bJ"4H ... ÓB8" B"D"FP,Ã< (JH (D <"ØH <,\86LF"< < {3XD) (`They persuaded the Himeraeans to supply arms for the crews (for their ships they had beached at Himera)', Th. 7.1.3)

Note 1 Cp. also the pluperfect, 11.

6.3.2 INGRESSIVE USE

In the case of verbs which express a state the aorist may indicate the beginning of this state (ingressive aorist). The state itself is referred to only implicitly. Some examples:

(43) ,J * ... <`F0F, Ò z!8LVJJ0H. "6D@JXD0H *X (4<@X<0H JH <@bF@L ... (`But presently Alyattes fell sick; and, his sickness lasting longer and longer ...', Hdt. 1.19.2)

(44) <,Ã8X J, * PD0FJZD4@< 6"Â $"F\8,LF, @àJT 'b(0H (`The oracle did so ordain; and Gyges thus became king', Hdt. 1.13.2)

(45) <h"ØJ" Ò =XD>0H ©TLJÎ< "6VD4F,, ,J * J@ØJ@ *V6DLF,. "hã< *X 4< z!DJV$"<@H ... *"6DbF"<J" ,ÇD,J@ JV*,q "... ñH B@88Î< 88Z8T< 6,PTD4FX<" n(VF"@ <Ø< J, 6"Â Ï8\(å BD`J,D@<q "6"D\F"H (D F,TLJÎ< *"6Db,4H." (`Then Xerxes declared himself happy, and presently he fell a-weeping. Perceiving that he had begun to weep Artabanos questioned him saying: "What a distance is there between your acts of this present and a little while ago! Then you declared your happiness, and now you weep"', Hdt. 7.45-46.1)

Notice that in (43) the implicitly expressed state is made explicit in the following participle-construction; similary in (45) the state which follows the `falling a-weeping' is referred to by *"6Db,4H. Here too the interpretation is dependent upon the context, for in other cases the aorist stem of verbs of this type may express a `regular' completed state of affairs. An example with an aorist participle:

(46) ... !Æ(bBJ4@4 ,J JÎ< ÊDX" J@Ø {/n"\FJ@L $"F48,bF"<J" ... FJZF"<J@ *Lf*,6" $"F48X"H (`After the reign of the priest of Hephaestus the Egyptians set up twelve kings', Hdt. 2.147.2)

The main state of affairs, FJZF"<J@, takes place after the reign of the priest of Hephaestus had ended rather than after it had begun.

Note 1 The ingressive aorist must be distinguished from the inceptive imperfect ( 6.2.3). Although both uses are predominantly found with stative verbs, there is a difference. Whereas the imperfect presents the state of affairs as being carried out, leaving the initial stage implicit (cp. Note 1 with 6.2.3), the aorist explicitly denotes the initial stage; now, it is the ensuing state of affairs which is referred to implicitly. By the use of a lexical construction (cp. D>"J@ h,Ã< in example (33)) both the beginning and the ensuing state of affairs are made explicit.

Note 2 The ingressive nuance may also appear in the other forms of the aorist stem, cp. *"6DbF"<J" in ex. (45) and also e.g. * !Æ(bBJ4@4, BDÂ< < Q"ZJ4P@< FnXT< $"F48,ØF"4, <`4.@< TLJ@H BDfJ@LH (,<XFh"4 BV<JT< <hDfBT<q B,4* * Q"ZJ4P@H $"F48,bF"H hX80F, ,Æ*X<"4 ... (`Now before Psammetichus became king of Egypt, the Egyptians deemed themselves to be the oldest nation on earth. But ever since he desired to learn, on becoming king, ...', Hdt. 2.2.1)

Note 3 The `completion' interpretation of $"F48,bF"<J" in (46) is due to the fact that it is already known from the context that the priests of Hephaestus for a long time reigned over Egypt. The ingressive interpretation of $"F\8,LF, in (44) and of $"F48,ØF"4 and $"F48,bF"H in Note 2, on the other hand, is connected with the fact that this information is all new. In the latter case the value [completed] of the aorist stem cannot possibly express the idea that the state of being king is completed, simply because there is as yet no such state at all. Rather, the aorist turns $"F48,bT from a stative into a momentaneous state of affairs; thereby the state of being king is `reduced', so to speak, to its beginnings.

7 HISTORIC PRESENT

7.1 INTRODUCTION

Besides imperfect and aorist indicative, which, in a narrative text, as it were, `carry' the story, the primary present indicative, too, is used in historical narrative (the so-called `historic present').

Strictly speaking this historic use conflicts with the fundamental value(s) of the primary present indicative (cp. 3): unlike the imperfect and aorist indicative, the primary present indicative is, `at heart', not suitable for the expression of past states of affairs. As a result of this special status the historic present has a specific effect, or rather, effects, for several uses may be distinguished. It should be noted that in some of these the notion of `present' may play a part to the extent that a `pseudo-present' or `pseudo-moment-of-utterance' is created: the narrator plays the role of an eyewitness. This does not, however, hold for all uses of the historic present.

7.2 MARKS DECISIVE STATES OF AFFAIRS

When occurring among imperfects and aorist indicatives the historic present often marks decisive states of affairs, turning-points in the story, which introduce a new series of states of affairs.

Some examples:

(47) *' ñH F,Ã*, 6`F@<, @Û6 <XFP,J@,

88' <,F' <*DÂ BV<J", 6"Â ... (...)

8"$@ØF" BXB8@LH B@46\8@LH BXFP,J@,

PDLF@Ø< J, h,ÃF" FJXn"<@< $@FJDbP@4H

8"BDè 6"J`BJDå FP0"J\.,J"4 6`0<, (...)

6B,4J' <"FJF' 6 hD`<T< *4XDP,J"4 (...)

J@Û<hX<*, X<J@4 *,4<Î< < hX"' Æ*,Ã<q

PD@4< (D 88V>"F" 8,PD\" BV84<

PTD,Ã JDX@LF" 6ä8" 6"Â ...

(`When she saw the attire, she could not refrain but yielded to her husband in everything, and (...) took the brightly-coloured robes and clad herself, circling her curls with the golden crown. Then, before a shing mirror, she does up her hair (...) and thereupon rises from her seat and walks around (...). But then there was a fearful sight to see: suddenly her colour changes, she walks back with trembling limbs and ...', E. Med. 1156-1169)

In (47), the messenger-speech from the Medea, the messenger reports about the effects of the poisoned robe and crown which Medea had sent as gifts to Glauke, her rival. After a series of aorist indicatives the cardinal states of affairs are expressed in the historic present: Glauke does up her hair and walks around wearing her new clothes and crown. After an introductory line, (1167), in which the messenger prepares his audience for the terrible events which follow, the decisive change in Glauke's demeanour is again presented in the historic present.

(48) ... B"D< 6"Â (L<Zq F,8h@ØF"< * 6"Â J4h,ÃF"< J "J" h0,ÃJ@ Ò 'b(0H. ñH * 6"J <fJ@L (X<,J@ Æ@bF0H JH (L<"46ÎH H J< 6@\J0<, ßB,6*H PfD,, >T. 6"Â (L< B@D" 4< >4`<J".

(` ... the woman appeared as well. Gyges saw her enter and watched her take off her clothes. Then, as the woman was getting into bed and her back was turned towards him, he slipped away and went out. And the woman sees him leave', Hdt. 1.10.1-2)

In the story about Kandaules and Gyges B@D" is one of three historic presents (the others occur at 11.4 ("ÊDX,J"4) and 12.1 (6"J"6DbBJ,4)). It marks a turning-point in the sequence of events: when Kandaules' wife sees Gyges leave after he has secretly been watching her, the first step on the road to Kandaules' downfall is taken.

The use of the historic present in messenger-speeches (as in (47)) may rightly be described as an attempt to create an `eyewitnesseffect' (cp. 7.1): after all, the messenger has, in fact, witnessed the events which he reports. In historical narrative, such as that of Herodotus and Thucydides, the effect is that of a `pseudo-eyewitness': the author poses as `reporter on the spot'.

The historic present is often used to mark significant events in the course of a person's life, such as birth, wedding, and death. Especially in cases where the historic present occurs amidst imperfects and aorist indicatives it serves to call attention to the consequences of the events concerned.

Note 1 This use of the historic present is found both in independent sentences (cp. the above examples) and in subordinate clauses, e.g. Ò * 5"88\"P@H ñH ÒD" "ÛJÎ< B"D4`<J", B48"$V<,J"4 "ÛJ@Ø JH ÇJL@Hq (`Callimachus, however, when he saw him going by, seized the rim of his shield', X. An. 4.7.12)

Note 2 In a way similar to the use of the present in historical narrative, the present indicative may be used to mark decisive moments in the future, the so-called praesens pro futuro. This occurs notably in the language of oracles, but is also found in non-specialized Greek; in the latter case usually a conditional clause with future reference precedes. Two examples are: (after a series of future indicatives) J`J' 8,bh,D@< {+88V*@H "D / ,ÛDb@B" 5D@<\*0H BV(,4 6"Â B`J<4" ;\60 (`But Zeus far-seeing, and hallowed Victory than shall grant that Freedom dawn upon Hellas', oracle apud Hdt. 8.77.2); 6"Â "àJ0 B`84H 80nhZF,J"4, P,J"4 6"Â BF" E46,8\", 6"Â ,ÛhH 6"Â '3J"8\" (`And if this city shall be taken, all Sicily is theirs, and so presently will Italy be also', Th. 6.91.3). The hearer is present, as it were, at the capture of Sicily and Italy. By the use of the present the `message' of this sentence is made rather urgent: in view of the consequences the loss of Syracuse should at all costs be prevented. Cp. also 24.2, Note 3.

7.3 IN ENUMERATIONS

The `eyewitness' and `turning-point' effects mentioned above play no role in cases where a series of historic presents occurs, without contrasting with imperfects and aorist indicatives.

An example:

(49) z!D\FJ4BB@H *' Ò 1,JJ"8ÎH >X<@H ë< Jb(P"<,< "ÛJè 6"Â ... DP,J"4 BDÎH JÎ< 5ØD@< 6"Â "ÆJ,Ã ... Ò * 5ØD@H *\*TF4< ... 6"Â *,ÃJ"4 "ÛJ@Ø... (`The Thessalian Aristippos was a guest-friend of his and ... he goes to Cyrus and asks ... Cyrus gives ... and requests of him ...', X. An. 1.1.10)

These states of affairs cannot possibly be viewed as turning-points, since the following does not consist of a story demonstrating their significance. Terms used for this use of the present are praesens tabulare (`enumerating') or annalistic present.

Note 1 While imperfect and aorist indicative are indispensable in historical narrative, the use of the historic present is determined by stylistic preference on the part of the author. This may be concluded from the fact that some historians, e.g. Diodorus Siculus (1st century BC) do not use the historic present at all.

Note 2 The historic present is not used in the Homeric epics either. An explanation might be found in the nature of this genre; it tells of events form a mythical past, knowledge of which is granted to the poet solely by the favour of the Muses. In this context it would be inappropriate for the poet to assume the role of an eye-witness.

8 NON-NARRATIVE USES OF IMPERFECT AND AORIST INDICATIVE

8.1 THE IMPERFECT OF MODAL VERBS

In direct speech the imperfect of impersonal verbs denoting `necessity', `obligation', `appropriateness' + present infinitive may refer to the present, opposing a necessary, intended or more appropriate state of affairs to an existing one, as in

(50) J@bF*, (D .< *,4 (`They ought not to be alive', S. Ph. 418)

(51) PD< F, ,JD\TH ... FB@L*< P,4< (`These things you should strive after in a more moderate way', E. HF 709)

Note that in (50) and (51) the existing state of affairs (`they are alive', and `you are not behaving moderately', respectively) is only implied. It may also be made explicit, as in

(52) ,É,<, J\ F4("Hp @Û6 PD< F4(<, JX6<@< (`Why are you silent? You shouldn't be silent, my child', E. Hipp. 297)

Note also that, while in (52) the state of affairs denoted by the infinitive (the `being silent') does still exist, there is in itself no indication that it might not stop; in fact, the addressee, Phaedra, eventually puts an end to her silence. In this case the expression @Û6 PD< F4(< may function as a cautious variant of a more direct expression like PDZ F, 8X(,4<, cp. Engl. You shouldn't keep silent as against You must speak. Mostly, however, the imperfect implies not only that some state of affairs does (not) exist but also that this situation cannot be altered any more. Again, this can be made explicit, as in (53). In such a case *,4 etc. + present infinitive come close to an unrealizable wish; cp. below, example (58) and 8.2.

(53) .< PD< F', ÓJ' @Û6XJ' (`You ought to be alive, right now when you're no longer around', E. Or. 1030)

Note 1 A general feature of these expressions is, then, that they have an imperfect tense and yet refer to the present. The explanation of this phenomenon, which is by no means confined to Greek, is a controversial matter. Some scholars hold that the necessity cannot be but located in the past, since it is usually doubtful or even impossible that realization of the state of affairs at the moment of utterance is feasible. As Kühner-Gerth put it (1, 205): `... die Erfüllbarkeit (der) Forderung gehört der Vergangenheit an, da bereits über die Nichtverwirklichung entschieden ist'. To this it may be objected, however, that although the `Erfüllbarkeit' does, indeed, belong to the past, the necessity does not. Also, in some contexts the (eventual) realization of the `Forderung' is by no means excluded, cp. ex. (52). Others believe that the common feature of the past and the modal use is `remoteness', viz. from the moment of utterance (: past) and from reality (: modal use). For a critical discussion of a number of proposals to explain the relationship between `modality' and `tense' and especially that between `unreality' and `past' see Palmer (1986: 210-213). His conclusion is (p. 211): ` ... the problem remains'.

Expressions like *,4 and ()PD< may, of course, also be used with reference to the past as such. Two separate uses may be distinguished:

(i) the necessity existed, but the necessary state of affairs has not been realized;

(ii) the necessity existed and the necessary state of affairs has apparently been realized.

Examples of (i) and (ii) are (54) and (55), respectively:

(54) 88V, n"\0J, <, *,4 J <XPLD" J`J, 8"$,Ã< (`But, you might say, sureties should have been taken at the time ...', X. An. 7.6.23)

(55) Ó6TH J4H hX8@4 ... *4"$<"4, PD< B8@\å *4"$"\<,4< (`Each time someone wanted to cross over he had to cross over by boat' - implication: and this actually happened, Hdt. 1.186.1)

In such cases the interpretation must depend on the context. Note that in (54), while the necessary state of affairs is not realized, the necessity is, in *,4, presented as existing. In cases where the necessity itself is presented as not-existing (unreal), the construction with < is used (cp. 24.5), e.g.

(56) BD@F,PTDZF",< BD`J,D@< 9Z*å ... @Û*< < *,4 J4 ßH ... <"L"P,Ã< (`If we had made terms with the Medes earlier, you would no longer have had to fight at sea' - the necessity would not have existed, Th. 1.74.4)

A construction related to the expressions of `necessity', etc. mentioned above is that of ên,8@< (lit. `I owed, I ought') + infinitive, expressing an unrealizable wish (cp. 8.2 as well). The wish may refer to the past (in which case the aorist infinitive is found more often than the present infinitive) or to the present (present infinitive). Some examples:

(57) Ï8XFh"4 *' ên,8@< J*' XD (`If only I had perished on that day', S. OT 1157)

(58) 88' ên,8, < 5ØD@H .<q B, * J,J,8,bJ06,< ... (`Would that Cyrus were alive; but now that he has fallen ...', X. An. 2.1.4)

That, in (58), the state of affairs wished for cannot be realized at the moment of utterance is apparent from the context: B, * J,J,8,bJ06,<.

Note 2 Factors determining the choice between aorist and present infinitive with *,4 etc. and wishes referring to the past are not dealt with here. Cp. 33.1.

Note 3 ên,8@< is the imperfect corresponding to the non-attested primary present indicative ÏnX8T.

8.2 IMPERFECT AND AORIST INDICATIVE IN WISHES

Imperfect and aorist indicative are also used in order to express unrealizable wishes. In this case, the verb form is always preceded by the particles ,Çh, or (VD, so that no confusion with, for instance, the declarative use of imperfect and aorist indicative can arise. The negative is Z.

In wishes referring to the past, the aorist is more common than the imperfect (cp. ên,8@< + aorist infinitive in (57)):

(59) ,Çh, F@4, ì A,D468,ÃH, J`J, FL<,(,<`0< (`If only, Pericles, I had met you then', X. Mem. 1.2.46)

while wishes referring to the present are always expressed in the imperfect (cp. ên,8@< + present infinitive in (58)):

(60) (D J@F"bJ0< *b<"4< ,ÉP@< (`Would that I had such power ...', E. Alc. 1072)

On the location in the past of a wish referring to the present cp. the remarks in Note 1 with 8.1.

Note 1 For the use of the optative in realizable wishes cp. 4 and 14.1.

8.3 AORIST INDICATIVE IN DIRECT SPEECH

8.3.1 CONSTATIVE USE

The aorist indicative characterizes a state of affairs as completed in the past, as a mere event (cp. 6.1). In a narrative the state of affairs concerned is usually completed relative to another state of affairs in the context; in direct speech, on the other hand, the aorist indicative usually indicates that the state of affairs is completed relative to the moment of utterance.

Some examples:

(61) *4Î ßX"H <Ø< FL<X8,>", Ë<" ... (`For this reason I have called you together, to ...', Hdt. 7.8".2)

(62) @ÜJ' h,TD\"< BfB@J' ... >8h,H ... @ÜJ, 880< B@*0\"< B@4ZFT BfB@J, ... (`Neither have you ever left the city to serve as a